Brokers fined for lending violations
Brokers fined for lending violations
HCM City Securities Co brokers Nguyen Viet Xuan and Pham Thi Suong have been ordered by the State Securities Commission to pay a sanction of VND85 million (U$4,000) each for lending securities to clients on the accounts of other clients. The commission also revoked Xuan's practice certificate and fined the company VND105 million ($5,000)
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