LHC: Report on the day becoming/ceasing to be major shareholders or investors owning 5% or more of shares/closed-end fund certificates
LHC: Report on the day becoming/ceasing to be major shareholders or investors owning 5% or more of shares/closed-end fund certificates
1. Information on individual:
- Name of individual/organization: Nguyen Khac Hung
2. Affiliated person/organization (currently owning the same types of share/fund certificates):
(i) Full name of affiliated persons: Ms. Ong Nguyen Ngoc Thuy Anh
- Relationship with the individual/organization: spouse
- Ownership percentage of shares: 691,200 shares (4.8%)
(ii) Full name of affiliated person: Nguyen Thi Dinh
- Relationship with the individual/organization: mother-in-law
- Ownership percentage of shares: 0 shares (0%)
(iii) Full name of affiliated person: Ong Ngoc Khoat
- Relationship with the individual/organization: father-in-law
- Ownership percentage of shares: 0 shares (0%)
3. Name of shares/fund certificates/ code of securities owned: LHC
4. Trading accounts with shares at above- mentioned 3 point:
- Nguyen Khac Hung
- Ong Nguyen Ngoc Thuy Anh
- Nguyen Thi Dinh
- Ong Ngoc Khoat
5. Number, ownership percentage of shares/fund certificates held before the transaction:
Total: 2,311,600 shares (16.05%)
- Nguyen Khac Hung: 691,200 shares (4.8%)
- Ong Nguyen Ngoc Thuy Anh: 691,200 shares (4.8%)
- Nguyen Thi Dinh: 464,600 shares (3.23%)
- Ong Ngoc Khoat: 464,600 shares (3.23%)
6. Number of shares or fund certificates purchased, sold, transferred or swapped at the date that changed the ownership percentage and became or ceased to be a major shareholder or investor owning 5% or more of closed-end fund’s certificates: 1,620,400 shares (11.25%)
- Nguyen Khac Hung : sold 691,200 shares (4.8%)
- Nguyen Thi Dinh: sold 464,600 (3.23%)
- Ong Ngoc Khoat: sold 464,600 (3.23%)
7. Number, ownership percentage of shares or fund certificates owned after the transaction: Total: 691,200 shares (4.8%)
- Nguyen Khac Hung: 0 shares (0%)
- Ong Nguyen Ngoc Thuy Anh: 691,200 shares (4.8%)
- Nguyen Thi Dinh: 0 shares (0%)
- Ong Ngoc Khoat: 0 shares (0%)
8. The trading date (or swap date) that changed the ownership percentage and became/ceased to be a major shareholder or investor owning 5% or more of closed-end fund certificates: 02/07/2024 and 04/07/2024
9. Number, ownership percentage of shares or fund certificates owned by affiliated persons: 691,200 shares (4.8%)
10. Number, ownership percentage of shares or fund certificates owned by individual/organization together with affiliated persons after the transaction:
- Nguyen Khac Hung: 0 shares (0%)
- Ong Nguyen Ngoc Thuy Anh: 691,200 shares (4.8%)
- Nguyen Thi Dinh: 0 shares (0%)
- Ong Ngoc Khoat: 0 shares (0%)
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